The U.S. Securities and Exchange Commission cleared the way for Dimensional Fund Advisors to launch an exchange-traded fund ...

The U.S. Securities and Exchange Commission is looking at 'outstanding issues' in Treasury Clearing Rules. Read more here.

Employees who were furloughed during the US government shutdown are expected to return to work at the Securities and Exchange ...

The SEC’s Division of Corporation Finance, which reviews IPOs and other securities offerings, said it’s “working expeditiously” to clear a backlog of filings.

The top U.S. financial regulator on Monday changed the grounds on which companies may seek permission to skip votes on ...

In the realm of the so-called Howey Test to define investment contracts under SEC jurisdiction, Atkins says there should be a ...

The Securities and Exchange Commission says the Chicago-based exchange company misunderstood the statute that governs its ...

Our White Collar, Government & Internal Investigations Team examines recent Securities and Exchange Commission (SEC) reforms to enhance fairness ...

Amazon will raise $15 billion from its first U.S. dollar bond offering in three years, according to a filing with the ...

York Space Systems Inc., a space and defense firm that counts the US Department of Defense as a client, filed for an initial ...

Becoming an SEC reporting company marks a significant milestone in Positron’s growth trajectory. The transition enhances the Company’s financial transparency, strengthens corporate governance, and ...

The U.S. Securities and Exchange Commission sued Linh Thuy Le and Trong Hoang Luu on Oct. 15 in California Central District Court over an alleged $26.5 million investment fraud scheme targeting ...