Vanguard to Pay $106.4 Million to Settle US SEC Charges, Regulator Says
(Reuters) - The Vanguard Group has agreed to pay $106.4 million to settle U.S. Securities and Exchange Commission (SEC) charges over misleading statements related to capital gains distributions and tax consequences for retail investors, the regulator said on Friday.
Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state officials from New York, Connecticut and New Jersey over alleged misleading statements in fund prospectuses that led retirement plan investors to incur high capital gains taxes.
Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...
Vanguard Group Inc. will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...
Tech stocks and growth stocks don't usually correspond with passive income. Companies that are growing their earnings can ...
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
The charges are over misleading statements related to capital gains distributions and tax consequences for retail investors ...
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Malvern-Based Vanguard Pens Agreement to Address Concerns Over Growing Too PowerfulMalvern-based Vanguard Group signed an agreement with the Federal Deposit Insurance Corporation to address concerns over ...
Vanguard Group's founder, the late John C. Bogle, predicted that a day would come when the Malvern investment giant and its ...
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