Filing compliance solutions help RIAs manage and automate regulatory tasks. From ADV filings and compliance calendars to document storage and audit preparation, these platforms ensure that firms meet ...
Compliance is a fundamental part of an RIA’s operations. It’s not something your firm can choose to do or not do as non-compliance can lead to significant financial and legal penalties. But compliance ...
RegScale, the Continuous Controls Monitoring (CCM) platform purpose-built for the CISO, today announced that it has been selected as the winner, for the second time, of the “Compliance Software ...
Recognized as one of the best RIA compliance software solutions, the platform centralizes documentation, automates reviews, and helps firms reduce exam risk. We built RIA Compliance Technology because ...
SitusAMC Holdings Corp., a provider of services and technologies to the real estate finance industry, acquired LogicEase Solutions Inc., the parent company of residential regulatory compliance ...
Austin, Texas, March 05, 2024 (GLOBE NEWSWIRE) -- Red Oak Compliance Solutions, a leader in comprehensive intelligent compliance software solutions, today announced its acquisition of SiteQuest ...
Real estate reporter Jeff Andrews sat down with Ocusell founder Hayden Rieveschl to talk about artificial intelligence and compliance software in a post-settlement environment. This interview has been ...
Join our daily and weekly newsletters for the latest updates and exclusive content on industry-leading AI coverage. Learn More MedTrainer, the Las Vegas, Nevada-based provider of credentialing, ...
Automotive industry M&A activity continued on Wednesday with an announcement indicating KPA has acquired ComplyNet. KPA, a provider of environmental health, and safety (EHS) as well as F&I solutions, ...
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